Surreal canonical linear orders
Monday, June 6th, 2011((Click here for a pdf of the paper.))
This is a math post to serve as an introduction to the paper linked above.
Many sets of numbers, like the integers, the rationals, or the reals, can be totally ordered, which means there is a binary relation < that satisfies these properties:
- For any two elements a, b, exactly one of these is true: a < b, a = b, or a > b.
- If a < b and b < c, then a < c.
To give a less obvious example, think of complex numbers a+bi. Normally we don’t think of them as being totally ordered, but we can say a+bi < c+di iff (a < c or a=c and b < d). Another example that everybody knows, but maybe hasn't thought of as a "total order," is alphabetical order, which tells you exactly how to sort any list of words, even if they're words you've never seen before (as long as you know the alphabet, and the order of that alphabet).
The set of rational numbers Q has an interesting property. Given any other countable set X with a total order on X, it’s possible to embed X into Q. In other words, there is a function f:X→Q such that f is 1-1 and x < y ⇒ f(x) < f(y). To show why this is an interesting property, try to find a function f:Q→Z which does the same thing, where Z is the set of all integers.
Well, don’t try too hard, because it turns out that’s impossible. I’ll explain why. Suppose, for the sake of contradiction, that you have a 1-1 function f:Q→Z with x < y ⇒ f(x) < f(y). Then f(0) and f(1) must be integers. But there are infinitely many rational numbers in the interval (0,1), while there can only be finitely many numbers between f(0) and f(1), so such a function can’t exist.
The point is that, there’s something special about Q that really captures the full complexity of countable total orders. Georg Cantor had a name for the key property: he suggested we say an order is everywhere dense if it has the property that, for any x < y, there is another element z with x < z < y. In other words, between every two elements is another.
The question I’m exploring in the paper is this: Is there an analogue of Q, and of this “everywhere dense” property, for higher cardinalities? Using the axiom of choice, and the generalized continuum hypothesis, the answer is definitely yes, and the proofs are explained in the paper.
To give a preview of how to extend Q to higher cardinalities: Let S1 denote the set of binary strings indexed by any countable ordinal number, ordered lexicographically with the proviso that, if s is a binary prefix of t, then t < s when the first bit after s is 0; otherwise t > s. It’s easy to see how to embed the real [0,1] interval into S1 using binary notation, and we can also embed all of R into [0,1] by using any order-preserving bounded function, such as arctan(x)/(π/2). But the other direction is impossible: for example, the first uncountable ordinal, ω1, is part of S1, as the set of all 1-only strings, indexed by all the countable ordinals. However, ω1 can’t be embedded in R. If ω1 fit in R, then it could be embedded in [0,1]; let xi denote the distance between f(xi) and f(xi+1), and we end up with an uncountable set of positive reals whose sum is finite. To show this last feat is impossible, there must exist an n such that the number of elements xi > 1/n is uncountable; but then clearly the sum cannot be finite.
By the way, the name “surreal” comes in because the canonical orders are key subsets of the class of surreal numbers.





